STOCKS Misc Paperwork



Please contact us at (866) 628-3001 or use our online chat in the lower-right corner of this webpage if you have trouble finding the form(s) you need.

To submit these documents to us, there are three options.

The preferred option is to log into our website and Submit a Ticket to the New Accounts department. Attach the document to the ticket. If you have a pending ticket already in place with the New Accounts department, you can simply respond to that ticket and attach the document.

You can fax the signed document to (310) 388-3115.

Finally, you can also physically mail the ticket to us at this address:

MB Trading
Attn: New Accounts
1926 East Maple Ave.
El Segundo, CA 90245


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Additional Account Types - Application for additional account types.

ACH (Automated Clearing House): Electronically transfer funds to and from your checking account. ACH transfers typically take 72 business hours to process and are available at no charge. There is a limit of $50,000.00 per account per day.

ACAT - Transfer all or part of an account from another brokerage firm. Please use a separate form for each account. A copy of the most recent statement for the transferring account must be included with this form.

Check Request Form - To withdraw funds out of your account via check using regular mail or overnight delivery, please use this form and fax it to the cashiering department.

Domestic Wire Request Form - To withdraw funds out of your account via domestic wire (within the US), please use this form and fax it to the cashiering department.

DRS Form – Use this form to transfer shares electronically. These share’s must be DRS eligible, this means the shareholder is directly registered on the books of the transfer agent, so no physical stock certificate is needed.

DTC Form – Use this form to transfer cash positions (fully paid for stocks) electronically to and from existing broker and MB Trading. MBT's DTC number is 0158 Apex Clearing.

DWAC Form – Use this form to deposit and withdraw securities electronically between brokers using the Depositary Trust Company (DTC) and a transfer agent, with the transfer agent serving as custodian.

International Wire Request Form - To withdraw funds out of your account by international wire, please use this form and fax it to the cashiering department.

Internal Transfer Authorization - Transfer cash and securities between MB Trading accounts and/or other introducing brokers cleared by Apex.

IRA Cash/Security Journal Request - Required when transferring internally from your account to make a contribution.

IRA Deposit Slip - Required when submitting a check deposit into an Individual Retirement Account.

IRA Withdrawal Statement - Request funds from an IRA. Specifies a reason for the distribution, authorizes the distribution amount, and stipulates the method of payment of funds from an IRA.

Margin and Short Account Agreement - Convert an account from "cash" to "margin".

Multiple Username Request - Request additional usernames to your current trading account.

Non Professional Agreement for Receipt of Canadian Market Data - Required to receive Canadian Market Data

Options Account Application and OPRA Subscriber Agreement - Both these forms are needed to add option trading to your existing MB Trading account and to receive real-time option quotes within the MBT Desktop.

Roth IRA Withdrawal Statement - Request funds from a Roth IRA. Specifies a reason for the distribution, authorizes the distribution amount, and stipulates the method of payment of funds from a Roth IRA.

Securities Limited Trade Authorization - Authorizes an agent of the account holder to place securities transactions on behalf of the account holder. This form does not allow funds to be withdrawn from an account.

Stock Power – Form to deposit physical shares of stock into your Equity account

Transfer on Death - Select one more beneficiaries upon the death of the account holder.

Uniform Subscriber Addendum** - Required to obtain futures quotes in your equities account.

W-8BEN - Declare non-resident alien individual, foreign entity or exempt foreign person status which is not subject to certain U.S. tax reporting or backup withholding rules.

Worthless Securities Letter - Instructions for handling securities that no longer have any value and are deemed "Worthless".


**In order to receive market data for futures, all users must complete the Uniform Subscriber Agreement. This can be faxed (310-388-3115) or emailed to [email protected]

 
 

 

MB Trading, IB member FINRA, SIPC; MB Trading Futures, Inc. IB member NFA. Trading in futures, options and forex is speculative in nature and not appropriate for all investors. Investors should only use risk capital when trading futures, options and forex because there is always the risk of substantial loss.

MB Trading earned a 4.5 out of 5 star rating in Barron's 2011 Review of Online Brokers, tying for the top spot overall. The company earned a total of 33.8 points, one tenth of a point under the top score. MB Trading also scored in the top three for separate categories of Range of Offerings, Trade Experience, Trading Technology, Usability, and Customer Service and Education. MB Trading earned a 4.5 out of 5 star rating in Barron's 2010 Review of Online Brokers. The company ranked second overall and tied for first place in the categories of Trade Experience and Portfolio Analysis & Reporting. The company also won the category of Usability. The company also tied for first place in the separate categories of "Best for Frequent Traders" and "Best for Options Traders." This survey evaluated 27 Online Firms and does not include all Online Brokers.

Demo accounts receive FREE streaming Stocks, Futures, and Options quotes which are delayed up to 20 minutes (per individual exchange requirement). FREE real-time streaming quotes for Stocks, Futures, and Options is available to nonprofessional users with funded, live accounts.

MB Trading provides Google Translation of our website for educational or informational purposes for its international customers. The graphics, applications and some portions of the website are not translated. Customers must bear the sole responsibility of evaluating their regional translation before making any decisions based on such information outside of what the English version of the site represents.